Pay It Back Act

Pub. L. 111–203

Also known as: Financial Stability Act of 2010, Federal Insurance Office Act of 2010, Consumer Financial Protection Act of 2010, Mortgage Reform and Anti-Predatory Lending Act, Nonadmitted and Reinsurance Reform Act of 2010, Investor Protection and Securities Reform Act of 2010, Wall Street Transparency and Accountability Act of 2010, Dodd-Frank Wall Street Reform and Consumer Protection Act, Expand and Preserve Home Ownership Through Counseling Act, Payment, Clearing, and Settlement Supervision Act of 2010, Private Fund Investment Advisers Registration Act of 2010, Enhancing Financial Institution Safety and Soundness Act of 2010, Improving Access to Mainstream Financial Institutions Act of 2010, Bank and Savings Association Holding Company and Depository Institution Regulatory Improvements Act of 2010

766 sections of the Code credited to this law, found between Public Law 111-137 and Public Law 111-383.

11 U.S.C. § 507 — Priorities
11 U.S.C. § 761 — Definitions for this subchapter
12 U.S.C. § 1 — Office of Comptroller of the Currency
12 U.S.C. § 4b — Deputy Comptroller for the supervision and examination of Federal savings associations
12 U.S.C. § 11 — Interest in national banks
12 U.S.C. § 16 — Funding of Office
12 U.S.C. § 24a — Financial subsidiaries of national banks
12 U.S.C. § 25b — State law preemption standards for national banks and subsidiaries clarified
12 U.S.C. § 35 — Organization of State banks as national banking associations
12 U.S.C. § 36 — Branch banks
12 U.S.C. § 84 — Lending limits
12 U.S.C. § 214d — Prohibition on conversion
12 U.S.C. § 225b — Appearances before and reports to the Congress
12 U.S.C. § 241 — Creation; membership; compensation and expenses
12 U.S.C. § 242 — Ineligibility to hold office in member banks; qualifications and terms of office of members; chairman and vice chairman; oath of office
12 U.S.C. § 247b — Appearances before Congress
12 U.S.C. § 248 — Enumerated powers
12 U.S.C. § 341 — General enumeration of powers
12 U.S.C. § 343 — Discount of obligations arising out of actual commercial transactions
12 U.S.C. § 371c — Banking affiliates
12 U.S.C. § 371c-1 — 371c–1. Restrictions on transactions with affiliates
12 U.S.C. § 375 — Purchases from directors; sales to directors
12 U.S.C. § 375b — Extensions of credit to executive officers, directors, and principal shareholders of member banks
12 U.S.C. § 461 — Reserve requirements
12 U.S.C. § 481 — Appointment of examiners; examination of member banks, State banks, and trust companies; reports
12 U.S.C. § 482 — Employees of Office of Comptroller of the Currency; appointment; compensation and benefits
12 U.S.C. § 503 — Liability of directors and officers of member banks
12 U.S.C. § 1431 — Powers and duties of banks
12 U.S.C. § 1455 — Obligations and securities of the Corporation
12 U.S.C. § 1462 — Definitions
12 U.S.C. § 1462a — Director of Office of Thrift Supervision
12 U.S.C. § 1463 — Supervision of savings associations
12 U.S.C. § 1464 — Federal savings associations
12 U.S.C. § 1465 — State law preemption standards for Federal savings associations clarified
12 U.S.C. § 1466a — District associations
12 U.S.C. § 1467 — Examination fees
12 U.S.C. § 1467a — Regulation of holding companies
12 U.S.C. § 1467b — Intermediate holding companies
12 U.S.C. § 1468 — Transactions with affiliates; extensions of credit to executive officers, directors, and principal shareholders
12 U.S.C. § 1468a — Advertising
12 U.S.C. § 1468b — Powers of examiners
12 U.S.C. § 1470 — Federal supervision of insured institutions, State member and nonmember banks; access to information; definitions
12 U.S.C. § 1701c — Secretary of Housing and Urban Development
12 U.S.C. § 1701p-1 — 1701p–1. Periodic report on residential mortgage delinquencies and foreclosures
12 U.S.C. § 1701p-2 — 1701p–2. Default and foreclosure database
12 U.S.C. § 1701x — Assistance with respect to housing for low- and moderate-income families
12 U.S.C. § 1701x-1 — 1701x–1. Home inspection counseling
12 U.S.C. § 1701x-2 — 1701x–2. Legal assistance for foreclosure-related issues
12 U.S.C. § 1708 — Federal Housing Administration operations
12 U.S.C. § 1715z-25 — 1715z–25. Mortgage modification data collecting and reporting
12 U.S.C. § 1719 — Secondary market operations
12 U.S.C. § 1757 — Powers
12 U.S.C. § 1785 — Requirements governing insured credit unions
12 U.S.C. § 1786 — Termination of insured credit union status; cease and desist orders; removal or suspension from office; procedure
12 U.S.C. § 1787 — Payment of insurance
12 U.S.C. § 1790d — Prompt corrective action
12 U.S.C. § 1812 — Management
12 U.S.C. § 1813 — Definitions
12 U.S.C. § 1817 — Assessments
12 U.S.C. § 1818 — Termination of status as insured depository institution
12 U.S.C. § 1820 — Administration of Corporation
12 U.S.C. § 1821 — Insurance Funds
12 U.S.C. § 1823 — Corporation monies
12 U.S.C. § 1828 — Regulations governing insured depository institutions
12 U.S.C. § 1829 — Penalty for unauthorized participation by convicted individual
12 U.S.C. § 1831c — Assuring consistent oversight of subsidiaries of holding companies
12 U.S.C. § 1831e — Activities of savings associations
12 U.S.C. § 1831j — Depository institution employee protection remedy
12 U.S.C. § 1831o — Prompt corrective action
12 U.S.C. § 1831o-1 — 1831o–1. Source of strength
12 U.S.C. § 1831t — Depository institutions lacking Federal deposit insurance
12 U.S.C. § 1831u — Interstate bank mergers
12 U.S.C. § 1833b — Comparability in compensation schedules
12 U.S.C. § 1833e — Equal opportunity
12 U.S.C. § 1834 — Reduced assessment rate for deposits attributable to lifeline accounts
12 U.S.C. § 1841 — Definitions
12 U.S.C. § 1842 — Acquisition of bank shares or assets
12 U.S.C. § 1843 — Interests in nonbanking organizations
12 U.S.C. § 1844 — Administration
12 U.S.C. § 1850a — Securities holding companies
12 U.S.C. § 1851 — Prohibitions on proprietary trading and certain relationships with hedge funds and private equity funds
12 U.S.C. § 1852 — Concentration limits on large financial firms
12 U.S.C. § 1861 — Short title and definitions
12 U.S.C. § 1867 — Regulation and examination of bank service companies
12 U.S.C. § 1881 — “Federal supervisory agency” defined
12 U.S.C. § 1882 — Security measures
12 U.S.C. § 1884 — Penalties for violations
12 U.S.C. § 1972 — Certain tying arrangements prohibited; correspondent accounts
12 U.S.C. § 2602 — Definitions
12 U.S.C. § 2603 — Uniform settlement statement
12 U.S.C. § 2604 — Special information booklets
12 U.S.C. § 2605 — Servicing of mortgage loans and administration of escrow accounts
12 U.S.C. § 2606 — Exempted transactions
12 U.S.C. § 2607 — Prohibition against kickbacks and unearned fees
12 U.S.C. § 2609 — Limitation on requirement of advance deposits in escrow accounts
12 U.S.C. § 2614 — Jurisdiction of courts; limitations
12 U.S.C. § 2616 — State laws unaffected; inconsistent Federal and State provisions
12 U.S.C. § 2617 — Authority of Secretary
12 U.S.C. § 2702 — Mortgages eligible for assistance
12 U.S.C. § 2703 — Manner of assistance and repayment
12 U.S.C. § 2704 — Insurance for emergency mortgage loans and advances
12 U.S.C. § 2706 — Emergency Homeowners’ Relief Fund
12 U.S.C. § 2707 — Authority of Secretary
12 U.S.C. § 2708 — Authorization and expiration date
12 U.S.C. § 2709 — Waiver and relaxation by institutions and approved mortgagees of limitations with respect to mortgage delinquencies; notification to Federal supervisory agency prior to foreclosure proceedings
12 U.S.C. § 2711 — Nonapplicability of other laws
12 U.S.C. § 2802 — Definitions
12 U.S.C. § 2803 — Maintenance of records and public disclosure
12 U.S.C. § 2804 — Enforcement
12 U.S.C. § 2805 — Relation to State laws
12 U.S.C. § 2806 — Research and improved methods; authorization of appropriations; recommendations to Congressional committees
12 U.S.C. § 2807 — Report
12 U.S.C. § 2808 — Effective date
12 U.S.C. § 2809 — Compilation of aggregate data
12 U.S.C. § 2902 — Definitions
12 U.S.C. § 2905 — Regulations
12 U.S.C. § 3105 — Authority of Federal Reserve System
12 U.S.C. § 3206 — Administration and enforcement
12 U.S.C. § 3207 — Rules and regulations
12 U.S.C. § 3208 — Powers available to Attorney General for enforcement
12 U.S.C. § 3303 — Financial Institutions Examination Council
12 U.S.C. § 3310 — Establishment of Appraisal Subcommittee
12 U.S.C. § 3332 — Functions of Appraisal Subcommittee
12 U.S.C. § 3333 — Chairperson of Appraisal Subcommittee; term of Chairperson; meetings
12 U.S.C. § 3335 — Powers of Appraisal Subcommittee
12 U.S.C. § 3338 — Roster of State certified or licensed appraisers; authority to collect and transmit fees
12 U.S.C. § 3339 — Functions of Federal financial institutions regulatory agencies relating to appraisal standards
12 U.S.C. § 3341 — Functions of Federal financial institutions regulatory agencies relating to appraiser qualifications
12 U.S.C. § 3342 — Transactions requiring services of State certified appraiser
12 U.S.C. § 3345 — Certification and licensing requirements
12 U.S.C. § 3346 — Establishment of State appraiser certifying and licensing agencies
12 U.S.C. § 3347 — Monitoring of State appraiser certifying and licensing agencies
12 U.S.C. § 3348 — Recognition of State certified and licensed appraisers for purposes of this chapter
12 U.S.C. § 3350 — Definitions
12 U.S.C. § 3351 — Miscellaneous provisions
12 U.S.C. § 3353 — Appraisal management company minimum requirements
12 U.S.C. § 3354 — Automated valuation models used to estimate collateral value for mortgage lending purposes
12 U.S.C. § 3355 — Broker price opinions
12 U.S.C. § 3401 — Definitions
12 U.S.C. § 3412 — Use of information
12 U.S.C. § 3413 — Exceptions
12 U.S.C. § 3802 — Definitions
12 U.S.C. § 3803 — Alternative mortgage authority
12 U.S.C. § 3907 — Capital adequacy
12 U.S.C. § 4002 — Expedited funds availability schedules
12 U.S.C. § 4003 — Safeguard exceptions
12 U.S.C. § 4004 — Disclosure of funds availability policies
12 U.S.C. § 4006 — Miscellaneous provisions
12 U.S.C. § 4008 — Regulations and reports by Board
12 U.S.C. § 4302 — Disclosure of interest rates and terms of accounts
12 U.S.C. § 4303 — Account schedule
12 U.S.C. § 4304 — Disclosure requirements for certain accounts
12 U.S.C. § 4305 — Distribution of schedules
12 U.S.C. § 4308 — Regulations
12 U.S.C. § 4309 — Administrative enforcement
12 U.S.C. § 4311 — Credit unions
12 U.S.C. § 4312 — Effect on State law
12 U.S.C. § 4313 — Definitions
12 U.S.C. § 4403 — Bilateral netting
12 U.S.C. § 4421 — Definitions
12 U.S.C. § 4515 — Personnel
12 U.S.C. § 4517 — Examinations
12 U.S.C. § 4519 — Authority to provide for review of regulated entities
12 U.S.C. § 4719 — Grants to establish loan-loss reserve funds
12 U.S.C. § 4909 — Enforcement
12 U.S.C. § 5102 — Definitions
12 U.S.C. § 5106 — System of registration administration by Federal agencies
12 U.S.C. § 5107 — Secretary of Housing and Urban Development backup authority to establish a loan originator licensing system
12 U.S.C. § 5108 — Backup authority to establish a nationwide mortgage licensing and registry system
12 U.S.C. § 5109 — Fees
12 U.S.C. § 5111 — Confidentiality of information
12 U.S.C. § 5112 — Liability provisions
12 U.S.C. § 5113 — Enforcement under HUD backup licensing system
12 U.S.C. § 5115 — Reports and recommendations to Congress
12 U.S.C. § 5116 — Study and reports on defaults and foreclosures
12 U.S.C. § 5216 — Rights; management; sale of troubled assets; revenues and sale proceeds
12 U.S.C. § 5219a — Home Affordable Modification Program guidelines
12 U.S.C. § 5219b — Public availability of information of Making Home Affordable Program
12 U.S.C. § 5220b — Multifamily mortgage resolution program
12 U.S.C. § 5225 — Graduated authorization to purchase
12 U.S.C. § 5301 — Definitions
12 U.S.C. § 5302 — Severability
12 U.S.C. § 5303 — Antitrust savings clause
12 U.S.C. § 5311 — Definitions
12 U.S.C. § 5321 — Financial Stability Oversight Council established
12 U.S.C. § 5322 — Council authority
12 U.S.C. § 5323 — Authority to require supervision and regulation of certain nonbank financial companies
12 U.S.C. § 5324 — Registration of nonbank financial companies supervised by the Board of Governors
12 U.S.C. § 5325 — Enhanced supervision and prudential standards for nonbank financial companies supervised by the Board of Governors and certain bank holding companies
12 U.S.C. § 5326 — Reports
12 U.S.C. § 5327 — Treatment of certain companies that cease to be bank holding companies
12 U.S.C. § 5328 — Council funding
12 U.S.C. § 5329 — Resolution of supervisory jurisdictional disputes among member agencies
12 U.S.C. § 5330 — Additional standards applicable to activities or practices for financial stability purposes
12 U.S.C. § 5331 — Mitigation of risks to financial stability
12 U.S.C. § 5332 — GAO audit of Council
12 U.S.C. § 5333 — Study of the effects of size and complexity of financial institutions on capital market efficiency and economic growth
12 U.S.C. § 5341 — Definitions
12 U.S.C. § 5342 — Office of Financial Research established
12 U.S.C. § 5343 — Purpose and duties of the Office
12 U.S.C. § 5344 — Organizational structure; responsibilities of primary programmatic units
12 U.S.C. § 5345 — Funding
12 U.S.C. § 5346 — Transition oversight
12 U.S.C. § 5361 — Reports by and examinations of nonbank financial companies by the Board of Governors
12 U.S.C. § 5362 — Enforcement
12 U.S.C. § 5363 — Acquisitions
12 U.S.C. § 5364 — Prohibition against management interlocks between certain financial companies
12 U.S.C. § 5365 — Enhanced supervision and prudential standards for nonbank financial companies supervised by the Board of Governors and certain bank holding companies
12 U.S.C. § 5366 — Early remediation requirements
12 U.S.C. § 5367 — Affiliations
12 U.S.C. § 5368 — Regulations
12 U.S.C. § 5369 — Avoiding duplication
12 U.S.C. § 5370 — Safe harbor
12 U.S.C. § 5371 — Leverage and risk-based capital requirements
12 U.S.C. § 5372 — Rule of construction
12 U.S.C. § 5373 — International policy coordination
12 U.S.C. § 5374 — Rule of construction
12 U.S.C. § 5381 — Definitions
12 U.S.C. § 5382 — Judicial review
12 U.S.C. § 5383 — Systemic risk determination
12 U.S.C. § 5384 — Orderly liquidation of covered financial companies
12 U.S.C. § 5385 — Orderly liquidation of covered brokers and dealers
12 U.S.C. § 5386 — Mandatory terms and conditions for all orderly liquidation actions
12 U.S.C. § 5387 — Directors not liable for acquiescing in appointment of receiver
12 U.S.C. § 5388 — Dismissal and exclusion of other actions
12 U.S.C. § 5389 — Rulemaking; non-conflicting law
12 U.S.C. § 5390 — Powers and duties of the Corporation
12 U.S.C. § 5391 — Inspector General reviews
12 U.S.C. § 5392 — Prohibition of circumvention and prevention of conflicts of interest
12 U.S.C. § 5393 — Ban on certain activities by senior executives and directors
12 U.S.C. § 5394 — Prohibition on taxpayer funding
12 U.S.C. § 5401 — Purposes
12 U.S.C. § 5402 — Definition
12 U.S.C. § 5411 — Transfer date
12 U.S.C. § 5412 — Powers and duties transferred
12 U.S.C. § 5413 — Abolishment
12 U.S.C. § 5414 — Savings provisions
12 U.S.C. § 5415 — References in Federal law to Federal banking agencies
12 U.S.C. § 5416 — Contracting and leasing authority
12 U.S.C. § 5431 — Interim use of funds, personnel, and property of the Office of Thrift Supervision
12 U.S.C. § 5432 — Transfer of employees
12 U.S.C. § 5433 — Property transferred
12 U.S.C. § 5434 — Funds transferred
12 U.S.C. § 5435 — Disposition of affairs
12 U.S.C. § 5436 — Continuation of services
12 U.S.C. § 5437 — Implementation plan and reports
12 U.S.C. § 5451 — Branching
12 U.S.C. § 5452 — Office of Minority and Women Inclusion
12 U.S.C. § 5461 — Findings and purposes
12 U.S.C. § 5462 — Definitions
12 U.S.C. § 5463 — Designation of systemic importance
12 U.S.C. § 5464 — Standards for systemically important financial market utilities and payment, clearing, or settlement activities
12 U.S.C. § 5465 — Operations of designated financial market utilities
12 U.S.C. § 5466 — Examination of and enforcement actions against designated financial market utilities
12 U.S.C. § 5467 — Examination of and enforcement actions against financial institutions subject to standards for designated activities
12 U.S.C. § 5468 — Requests for information, reports, or records
12 U.S.C. § 5469 — Rulemaking
12 U.S.C. § 5470 — Other authority
12 U.S.C. § 5471 — Consultation
12 U.S.C. § 5472 — Common framework for designated clearing entity risk management
12 U.S.C. § 5481 — Definitions
12 U.S.C. § 5491 — Establishment of the Bureau of Consumer Financial Protection
12 U.S.C. § 5492 — Executive and administrative powers
12 U.S.C. § 5493 — Administration
12 U.S.C. § 5494 — Consumer Advisory Board
12 U.S.C. § 5495 — Coordination
12 U.S.C. § 5496 — Appearances before and reports to Congress
12 U.S.C. § 5497 — Funding; penalties and fines
12 U.S.C. § 5511 — Purpose, objectives, and functions
12 U.S.C. § 5512 — Rulemaking authority
12 U.S.C. § 5513 — Review of Bureau regulations
12 U.S.C. § 5514 — Supervision of nondepository covered persons
12 U.S.C. § 5515 — Supervision of very large banks, savings associations, and credit unions
12 U.S.C. § 5516 — Other banks, savings associations, and credit unions
12 U.S.C. § 5517 — Limitations on authorities of the Bureau; preservation of authorities
12 U.S.C. § 5518 — Authority to restrict mandatory pre-dispute arbitration
12 U.S.C. § 5519 — Exclusion for auto dealers
12 U.S.C. § 5531 — Prohibiting unfair, deceptive, or abusive acts or practices
12 U.S.C. § 5532 — Disclosures
12 U.S.C. § 5533 — Consumer rights to access information
12 U.S.C. § 5534 — Response to consumer complaints and inquiries
12 U.S.C. § 5535 — Private Education Loan Ombudsman
12 U.S.C. § 5536 — Prohibited acts
12 U.S.C. § 5537 — Senior investor protections
12 U.S.C. § 5538 — Mortgages loans; rulemaking procedures; enforcement
12 U.S.C. § 5551 — Relation to State law
12 U.S.C. § 5552 — Preservation of enforcement powers of States
12 U.S.C. § 5553 — Preservation of existing contracts
12 U.S.C. § 5561 — Definitions
12 U.S.C. § 5562 — Investigations and administrative discovery
12 U.S.C. § 5563 — Hearings and adjudication proceedings
12 U.S.C. § 5564 — Litigation authority
12 U.S.C. § 5565 — Relief available
12 U.S.C. § 5566 — Referrals for criminal proceedings
12 U.S.C. § 5567 — Employee protection
12 U.S.C. § 5581 — Transfer of consumer financial protection functions
12 U.S.C. § 5582 — Designated transfer date
12 U.S.C. § 5583 — Savings provisions
12 U.S.C. § 5584 — Transfer of certain personnel
12 U.S.C. § 5585 — Incidental transfers
12 U.S.C. § 5586 — Interim authority of the Secretary
12 U.S.C. § 5587 — Transition oversight
12 U.S.C. § 5601 — Remittance transfers
12 U.S.C. § 5602 — Reverse mortgage study and regulations
12 U.S.C. § 5603 — Review, report, and program with respect to exchange facilitators
12 U.S.C. § 5611 — Liquidity event determination
12 U.S.C. § 5612 — Emergency financial stabilization
12 U.S.C. § 5613 — Additional related matters
12 U.S.C. § 5614 — Exercise of Federal Reserve authority
12 U.S.C. § 5621 — Purpose
12 U.S.C. § 5622 — Definitions
12 U.S.C. § 5623 — Expanded access to mainstream financial institutions
12 U.S.C. § 5624 — Low-cost alternatives to small dollar loans
12 U.S.C. § 5625 — Procedural provisions
12 U.S.C. § 5626 — Authorization of appropriations
12 U.S.C. § 5627 — Regulations
12 U.S.C. § 5628 — Evaluation and reports to Congress
12 U.S.C. § 5641 — Enhanced compensation structure reporting
15 U.S.C. § 57a — Unfair or deceptive acts or practices rulemaking proceedings
15 U.S.C. § 77b — Definitions; promotion of efficiency, competition, and capital formation
15 U.S.C. § 77b-1 — 77b–1. Swap agreements
15 U.S.C. § 77c — Classes of securities under this subchapter
15 U.S.C. § 77d — Exempted transactions
15 U.S.C. § 77e — Prohibitions relating to interstate commerce and the mails
15 U.S.C. § 77f — Registration of securities
15 U.S.C. § 77g — Information required in registration statement
15 U.S.C. § 77h-1 — 77h–1. Cease-and-desist proceedings
15 U.S.C. § 77o — Liability of controlling persons
15 U.S.C. § 77q — Fraudulent interstate transactions
15 U.S.C. § 77r — Exemption from State regulation of securities offerings
15 U.S.C. § 77s — Special powers of Commission
15 U.S.C. § 77t — Injunctions and prosecution of offenses
15 U.S.C. § 77v — Jurisdiction of offenses and suits
15 U.S.C. § 77z-2 — 77z–2. Application of safe harbor for forward-looking statements
15 U.S.C. § 77z-2a — 77z–2a. Conflicts of interest relating to certain securitizations
15 U.S.C. § 77ccc — Definitions
15 U.S.C. § 77ddd — Exempted securities and transactions
15 U.S.C. § 77hhh — Integration of procedure with Securities Act and other Acts
15 U.S.C. § 77jjj — Eligibility and disqualification of trustee
15 U.S.C. § 77kkk — Preferential collection of claims against obligor
15 U.S.C. § 77qqq — Special powers of trustee; duties of paying agents
15 U.S.C. § 77www — Liability for misleading statements
15 U.S.C. § 77zzz — Effect on existing law
15 U.S.C. § 78b — Necessity for regulation
15 U.S.C. § 78c — Definitions and application
15 U.S.C. § 78c-1 — 78c–1. Swap agreements
15 U.S.C. § 78c-2 — 78c–2. Securities-related derivatives
15 U.S.C. § 78c-3 — 78c–3. Clearing for security-based swaps
15 U.S.C. § 78c-4 — 78c–4. Security-based swap execution facilities
15 U.S.C. § 78c-5 — 78c–5. Segregation of assets held as collateral in security-based swap transactions
15 U.S.C. § 78d — Securities and Exchange Commission
15 U.S.C. § 78d-4 — 78d–4. Additional duties of Inspector General
15 U.S.C. § 78d-5 — 78d–5. Deadline for completing enforcement investigations and compliance examinations and inspections
15 U.S.C. § 78d-6 — 78d–6. Report and certification of internal supervisory controls
15 U.S.C. § 78d-7 — 78d–7. Triennial report on personnel management
15 U.S.C. § 78d-8 — 78d–8. Annual financial controls audit
15 U.S.C. § 78d-9 — 78d–9. Report on oversight of national securities associations
15 U.S.C. § 78f — National securities exchanges
15 U.S.C. § 78g — Margin requirements
15 U.S.C. § 78i — Manipulation of security prices
15 U.S.C. § 78j — Manipulative and deceptive devices
15 U.S.C. § 78j-1 — 78j–1. Audit requirements
15 U.S.C. § 78j-2 — 78j–2. Position limits and position accountability for security-based swaps and large trader reporting
15 U.S.C. § 78j-3 — 78j–3. Compensation committees
15 U.S.C. § 78j-4 — 78j–4. Recovery of erroneously awarded compensation policy
15 U.S.C. § 78l — Registration requirements for securities
15 U.S.C. § 78m — Periodical and other reports
15 U.S.C. § 78m-1 — 78m–1. Reporting and recordkeeping for certain security-based swaps
15 U.S.C. § 78m-2 — 78m–2. Reporting requirements regarding coal or other mine safety
15 U.S.C. § 78n — Proxies
15 U.S.C. § 78n-1 — 78n–1. Shareholder approval of executive compensation
15 U.S.C. § 78n-2 — 78n–2. Corporate governance
15 U.S.C. § 78o — Registration and regulation of brokers and dealers
15 U.S.C. § 78o-3 — 78o–3. Registered securities associations
15 U.S.C. § 78o-4 — 78o–4. Municipal securities
15 U.S.C. § 78o-4a — 78o–4a. Commission Office of Municipal Securities
15 U.S.C. § 78o-5 — 78o–5. Government securities brokers and dealers
15 U.S.C. § 78o-7 — 78o–7. Registration of nationally recognized statistical rating organizations
15 U.S.C. § 78o-8 — 78o–8. Universal ratings symbols
15 U.S.C. § 78o-9 — 78o–9. Study and rulemaking on assigned credit ratings
15 U.S.C. § 78o-10 — 78o–10. Registration and regulation of security-based swap dealers and major security-based swap participants
15 U.S.C. § 78o-11 — 78o–11. Credit risk retention
15 U.S.C. § 78p — Directors, officers, and principal stockholders
15 U.S.C. § 78q — Records and reports
15 U.S.C. § 78q-1 — 78q–1. National system for clearance and settlement of securities transactions
15 U.S.C. § 78s — Registration, responsibilities, and oversight of self-regulatory organizations
15 U.S.C. § 78t — Liability of controlling persons and persons who aid and abet violations
15 U.S.C. § 78u — Investigations and actions
15 U.S.C. § 78u-1 — 78u–1. Civil penalties for insider trading
15 U.S.C. § 78u-2 — 78u–2. Civil remedies in administrative proceedings
15 U.S.C. § 78u-3 — 78u–3. Cease-and-desist proceedings
15 U.S.C. § 78u-4 — 78u–4. Private securities litigation
15 U.S.C. § 78u-6 — 78u–6. Securities whistleblower incentives and protection
15 U.S.C. § 78u-7 — 78u–7. Implementation and transition provisions for whistleblower protection
15 U.S.C. § 78w — Rules, regulations, and orders; annual reports
15 U.S.C. § 78x — Public availability of information
15 U.S.C. § 78aa — Jurisdiction of offenses and suits
15 U.S.C. § 78bb — Effect on existing law
15 U.S.C. § 78cc — Validity of contracts
15 U.S.C. § 78dd — Foreign securities exchanges
15 U.S.C. § 78ee — Transaction fees
15 U.S.C. § 78kk — Authorization of appropriations
15 U.S.C. § 78mm — General exemptive authority
15 U.S.C. § 78pp — Investor Advisory Committee
15 U.S.C. § 78ddd — SIPC Fund
15 U.S.C. § 78eee — Protection of customers
15 U.S.C. § 78fff-3 — 78fff–3. SIPC advances
15 U.S.C. § 78jjj — Prohibited acts
15 U.S.C. § 78lll — Definitions
15 U.S.C. § 80a-2 — 80a–2. Definitions; applicability; rulemaking considerations
15 U.S.C. § 80a-3 — 80a–3. Definition of investment company
15 U.S.C. § 80a-6 — 80a–6. Exemptions
15 U.S.C. § 80a-9 — 80a–9. Ineligibility of certain affiliated persons and underwriters
15 U.S.C. § 80a-12 — 80a–12. Functions and activities of investment companies
15 U.S.C. § 80a-17 — 80a–17. Transactions of certain affiliated persons and underwriters
15 U.S.C. § 80a-30 — 80a–30. Accounts and records
15 U.S.C. § 80a-35 — 80a–35. Breach of fiduciary duty
15 U.S.C. § 80a-37 — 80a–37. Rules, regulations, and orders
15 U.S.C. § 80a-41 — 80a–41. Enforcement of subchapter
15 U.S.C. § 80a-43 — 80a–43. Jurisdiction of offenses and suits
15 U.S.C. § 80a-47 — 80a–47. Liability of controlling persons; preventing compliance with subchapter
15 U.S.C. § 80a-49 — 80a–49. Construction with other laws
15 U.S.C. § 80a-60 — 80a–60. Capital structure
15 U.S.C. § 80b-2 — 80b–2. Definitions
15 U.S.C. § 80b-3 — 80b–3. Registration of investment advisers
15 U.S.C. § 80b-3a — 80b–3a. State and Federal responsibilities
15 U.S.C. § 80b-4 — 80b–4. Reports by investment advisers
15 U.S.C. § 80b-5 — 80b–5. Investment advisory contracts
15 U.S.C. § 80b-6 — 80b–6. Prohibited transactions by investment advisers
15 U.S.C. § 80b-9 — 80b–9. Enforcement of subchapter
15 U.S.C. § 80b-10 — 80b–10. Disclosure of information by Commission
15 U.S.C. § 80b-11 — 80b–11. Rules, regulations, and orders of Commission
15 U.S.C. § 80b-13 — 80b–13. Court review of orders
15 U.S.C. § 80b-14 — 80b–14. Jurisdiction of offenses and suits
15 U.S.C. § 80b-18a — 80b–18a. State regulation of investment advisers
15 U.S.C. § 80b-18b — 80b–18b. Custody of client accounts
15 U.S.C. § 80b-18c — 80b–18c. Rule of construction relating to the Commodities Exchange Act
15 U.S.C. § 1602 — Definitions and rules of construction
15 U.S.C. § 1603 — Exempted transactions
15 U.S.C. § 1604 — Disclosure guidelines
15 U.S.C. § 1605 — Determination of finance charge
15 U.S.C. § 1606 — Determination of annual percentage rate
15 U.S.C. § 1607 — Administrative enforcement
15 U.S.C. § 1608 — Views of other agencies
15 U.S.C. § 1610 — Effect on other laws
15 U.S.C. § 1611 — Criminal liability for willful and knowing violation
15 U.S.C. § 1612 — Effect on government agencies
15 U.S.C. § 1613 — Annual reports to Congress by Board
15 U.S.C. § 1631 — Disclosure requirements
15 U.S.C. § 1632 — Form of disclosure; additional information
15 U.S.C. § 1633 — Exemption for State-regulated transactions
15 U.S.C. § 1635 — Right of rescission as to certain transactions
15 U.S.C. § 1637 — Open end consumer credit plans
15 U.S.C. § 1637a — Disclosure requirements for open end consumer credit plans secured by consumer's principal dwelling
15 U.S.C. § 1638 — Transactions other than under an open end credit plan
15 U.S.C. § 1638a — Reset of hybrid adjustable rate mortgages
15 U.S.C. § 1639 — Requirements for certain mortgages
15 U.S.C. § 1639a — Duty of servicers of residential mortgages
15 U.S.C. § 1639b — Residential mortgage loan origination
15 U.S.C. § 1639c — Minimum standards for residential mortgage loans
15 U.S.C. § 1639d — Escrow or impound accounts relating to certain consumer credit transactions
15 U.S.C. § 1639e — Appraisal independence requirements
15 U.S.C. § 1639f — Requirements for prompt crediting of home loan payments
15 U.S.C. § 1639g — Requests for payoff amounts of home loan
15 U.S.C. § 1639h — Property appraisal requirements
15 U.S.C. § 1640 — Civil liability
15 U.S.C. § 1641 — Liability of assignees
15 U.S.C. § 1646 — Dissemination of annual percentage rates; implementation, etc.
15 U.S.C. § 1647 — Home equity plans
15 U.S.C. § 1648 — Reverse mortgages
15 U.S.C. § 1649 — Certain limitations on liability
15 U.S.C. § 1650 — Preventing unfair and deceptive private educational lending practices and eliminating conflicts of interest
15 U.S.C. § 1651 — Procedure for timely settlement of estates of decedent obligors
15 U.S.C. § 1663 — Advertising of open end credit plans
15 U.S.C. § 1664 — Advertising of credit other than open end plans
15 U.S.C. § 1665a — Use of annual percentage rate in oral disclosures; exceptions
15 U.S.C. § 1665b — Advertising of open end consumer credit plans secured by consumer's principal dwelling
15 U.S.C. § 1665c — Interest rate reduction on open end consumer credit plans
15 U.S.C. § 1665d — Reasonable penalty fees on open end consumer credit plans
15 U.S.C. § 1666 — Correction of billing errors
15 U.S.C. § 1666c — Prompt and fair crediting of payments
15 U.S.C. § 1666i-2 — 1666i–2. Additional limits on interest rate increases
15 U.S.C. § 1666j — Applicability of State laws
15 U.S.C. § 1667 — Definitions
15 U.S.C. § 1667a — Consumer lease disclosures
15 U.S.C. § 1667c — Consumer lease advertising; liability of advertising media
15 U.S.C. § 1667e — Applicability of State laws; exemptions by Board from leasing requirements
15 U.S.C. § 1667f — Regulations
15 U.S.C. § 1681a — Definitions; rules of construction
15 U.S.C. § 1681b — Permissible purposes of consumer reports
15 U.S.C. § 1681c — Requirements relating to information contained in consumer reports
15 U.S.C. § 1681c-1 — 1681c–1. Identity theft prevention; fraud alerts and active duty alerts
15 U.S.C. § 1681c-2 — 1681c–2. Block of information resulting from identity theft
15 U.S.C. § 1681e — Compliance procedures
15 U.S.C. § 1681g — Disclosures to consumers
15 U.S.C. § 1681i — Procedure in case of disputed accuracy
15 U.S.C. § 1681j — Charges for certain disclosures
15 U.S.C. § 1681m — Requirements on users of consumer reports
15 U.S.C. § 1681s — Administrative enforcement
15 U.S.C. § 1681s-2 — 1681s–2. Responsibilities of furnishers of information to consumer reporting agencies
15 U.S.C. § 1681w — Disposal of records
15 U.S.C. § 1691 — Scope of prohibition
15 U.S.C. § 1691a — Definitions; rules of construction
15 U.S.C. § 1691b — Promulgation of regulations by Board; establishment of Consumer Advisory Council by Board; duties, membership, etc., of Council
15 U.S.C. § 1691c — Administrative enforcement
15 U.S.C. § 1691c-1 — 1691c–1. Incentives for self-testing and self-correction
15 U.S.C. § 1691c-2 — 1691c–2. Small business loan data collection
15 U.S.C. § 1691d — Applicability of other laws
15 U.S.C. § 1691e — Civil liability
15 U.S.C. § 1691f — Annual reports to Congress; contents
15 U.S.C. § 1692a — Definitions
15 U.S.C. § 1692k — Civil liability
15 U.S.C. § 1692l — Administrative enforcement
15 U.S.C. § 1692m — Reports to Congress by the Commission; views of other Federal agencies
15 U.S.C. § 1692o — Exemption for State regulation
15 U.S.C. § 1693 — Congressional findings and declaration of purpose
15 U.S.C. § 1693a — Definitions
15 U.S.C. § 1693b — Regulations
15 U.S.C. § 1693c — Terms and conditions of transfers
15 U.S.C. § 1693d — Documentation of transfers
15 U.S.C. § 1693e — Preauthorized transfers
15 U.S.C. § 1693f — Error resolution
15 U.S.C. § 1693h — Liability of financial institutions
15 U.S.C. § 1693i — Issuance of cards or other means of access
15 U.S.C. § 1693l-1 — 1693l–1. General-use prepaid cards, gift certificates, and store gift cards
15 U.S.C. § 1693m — Civil liability
15 U.S.C. § 1693o — Administrative enforcement
15 U.S.C. § 1693o-1 — 1693o–1. Remittance transfers
15 U.S.C. § 1693o-2 — 1693o–2. Reasonable fees and rules for payment card transactions
15 U.S.C. § 1693p — Reports to Congress
15 U.S.C. § 1693q — Relation to State laws
15 U.S.C. § 1693r — Exemption for State regulation
15 U.S.C. § 1701 — Definitions
15 U.S.C. § 1702 — Exemptions
15 U.S.C. § 1704 — Registration of subdivisions
15 U.S.C. § 1705 — Information required in statement of record
15 U.S.C. § 1706 — Effective date of statements of record and amendments thereto
15 U.S.C. § 1707 — Property report
15 U.S.C. § 1708 — Certification of substantially equivalent State law
15 U.S.C. § 1710 — Court review of orders
15 U.S.C. § 1712 — Contrary stipulations void
15 U.S.C. § 1714 — Investigations, injunctions, and prosecution of offenses
15 U.S.C. § 1715 — Administration
15 U.S.C. § 1716 — Unlawful representations
15 U.S.C. § 1717a — Civil money penalties
15 U.S.C. § 1718 — Rules, regulations, and orders
15 U.S.C. § 1719 — Jurisdiction of offenses and suits
15 U.S.C. § 6102 — Telemarketing rules
15 U.S.C. § 6103 — Actions by States
15 U.S.C. § 6104 — Actions by private persons
15 U.S.C. § 6105 — Administration and applicability of chapter
15 U.S.C. § 6801 — Protection of nonpublic personal information
15 U.S.C. § 6802 — Obligations with respect to disclosures of personal information
15 U.S.C. § 6804 — Rulemaking
15 U.S.C. § 6805 — Enforcement
15 U.S.C. § 6807 — Relation to State laws
15 U.S.C. § 7201 — Definitions
15 U.S.C. § 7211 — Establishment; administrative provisions
15 U.S.C. § 7212 — Registration with the Board
15 U.S.C. § 7213 — Auditing, quality control, and independence standards and rules
15 U.S.C. § 7214 — Inspections of registered public accounting firms
15 U.S.C. § 7215 — Investigations and disciplinary proceedings
15 U.S.C. § 7216 — Foreign public accounting firms
15 U.S.C. § 7217 — Commission oversight of the Board
15 U.S.C. § 7219 — Funding
15 U.S.C. § 7220 — Definitions
15 U.S.C. § 7246 — Fair funds for investors
15 U.S.C. § 7262 — Management assessment of internal controls
15 U.S.C. § 8201 — Reporting, payment, and allocation of premium taxes
15 U.S.C. § 8202 — Regulation of nonadmitted insurance by insured's home State
15 U.S.C. § 8203 — Participation in national producer database
15 U.S.C. § 8204 — Uniform standards for surplus lines eligibility
15 U.S.C. § 8205 — Streamlined application for commercial purchasers
15 U.S.C. § 8206 — Definitions
15 U.S.C. § 8221 — Regulation of credit for reinsurance and reinsurance agreements
15 U.S.C. § 8222 — Regulation of reinsurer solvency
15 U.S.C. § 8223 — Definitions
15 U.S.C. § 8231 — Rule of construction
15 U.S.C. § 8232 — Severability
15 U.S.C. § 8301 — Definitions
15 U.S.C. § 8302 — Review of regulatory authority
15 U.S.C. § 8303 — Abusive swaps
15 U.S.C. § 8304 — Authority to prohibit participation in swap activities
15 U.S.C. § 8305 — Prohibition against Federal Government bailouts of swaps entities
15 U.S.C. § 8306 — Determining status of novel derivative products
15 U.S.C. § 8307 — Studies
15 U.S.C. § 8308 — Memorandum
15 U.S.C. § 8321 — Authority to define terms
15 U.S.C. § 8322 — Authority of FERC
15 U.S.C. § 8323 — Rulemaking on conflict of interest
15 U.S.C. § 8324 — Savings clause
15 U.S.C. § 8325 — International harmonization
15 U.S.C. § 8341 — Authority to further define terms
15 U.S.C. § 8342 — Savings clause
15 U.S.C. § 8343 — Rulemaking on conflict of interest
15 U.S.C. § 8344 — Other authority
18 U.S.C. § 212 — Offer of loan or gratuity to financial institution examiner
18 U.S.C. § 657 — Lending, credit and insurance institutions
18 U.S.C. § 981 — Civil forfeiture
18 U.S.C. § 982 — Criminal forfeiture
18 U.S.C. § 1006 — Federal credit institution entries, reports and transactions
18 U.S.C. § 1014 — Loan and credit applications generally; renewals and discounts; crop insurance
18 U.S.C. § 1032 — Concealment of assets from conservator, receiver, or liquidating agent
18 U.S.C. § 1514A — Civil action to protect against retaliation in fraud cases
18 U.S.C. § 3301 — Securities fraud offenses
2 U.S.C. § 906 — General and special sequestration rules
20 U.S.C. § 9702 — Establishment of Financial Literacy and Education Commission
22 U.S.C. § 286hh — Policy based lending for debt reduction
22 U.S.C. § 286tt — Restrictions on use of United States funds for foreign governments; protection of American taxpayers
26 U.S.C. § 1256 — Section 1256 contracts marked to market
31 U.S.C. § 312 — Terrorism and financial intelligence
31 U.S.C. § 313 — Federal Insurance Office
31 U.S.C. § 314 — Covered agreements
31 U.S.C. § 315 — Continuing in office
31 U.S.C. § 321 — General authority of the Secretary
31 U.S.C. § 714 — Audit of Financial Institutions Examination Council, Federal Reserve Board, Federal reserve banks, Federal Deposit Insurance Corporation, and Office of Comptroller of the Currency
31 U.S.C. § 3730 — Civil actions for false claims
42 U.S.C. § 1437f — Low-income housing assistance
42 U.S.C. § 1780 — Prohibitions
42 U.S.C. § 3533 — Officers of Department
42 U.S.C. § 4003 — Additional definitions
42 U.S.C. § 8105 — Powers and duties of corporation
42 U.S.C. § 8108 — Warnings to homeowners of foreclosure rescue scams
44 U.S.C. § 3502 — Definitions
44 U.S.C. § 3513 — Director review of agency activities; reporting; agency response
5 U.S.C. § 552a — Records maintained on individuals
5 U.S.C. § 603 — Initial regulatory flexibility analysis
5 U.S.C. § 604 — Final regulatory flexibility analysis
5 U.S.C. § 609 — Procedures for gathering comments
5 U.S.C. § 3114 — Appointment of candidates to certain positions in the competitive service by the Securities and Exchange Commission
5 U.S.C. § 3132 — Definitions and exclusions
5 U.S.C. § 5314 — Positions at level III
5A U.S.C. § 5 — Semiannual reports; transmittal to Congress; availability to public; immediate report on serious or flagrant problems; disclosure of information; definitions
5A U.S.C. § 8G — Requirements for Federal entities and designated Federal entities
7 U.S.C. § 1a — Definitions
7 U.S.C. § 1b — Requirements of Secretary of the Treasury regarding exemption of foreign exchange swaps and foreign exchange forwards from definition of the term “swap”
7 U.S.C. § 2 — Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
7 U.S.C. § 6 — Regulation of futures trading and foreign transactions
7 U.S.C. § 6a — Excessive speculation
7 U.S.C. § 6b — Contracts designed to defraud or mislead
7 U.S.C. § 6b-1 — 6b–1. Enforcement authority
7 U.S.C. § 6c — Prohibited transactions
7 U.S.C. § 6d — Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; rules to avoid duplicative regulations
7 U.S.C. § 6m — Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
7 U.S.C. § 6q — Special procedures to encourage and facilitate bona fide hedging by agricultural producers
7 U.S.C. § 6r — Reporting and recordkeeping for uncleared swaps
7 U.S.C. § 6s — Registration and regulation of swap dealers and major swap participants
7 U.S.C. § 6t — Large swap trader reporting
7 U.S.C. § 7 — Designation of boards of trade as contract markets
7 U.S.C. § 7a — Derivatives transaction execution facilities
7 U.S.C. § 7a-1 — 7a–1. Derivatives clearing organizations
7 U.S.C. § 7a-2 — 7a–2. Common provisions applicable to registered entities
7 U.S.C. § 7b — Suspension or revocation of designation as registered entity
7 U.S.C. § 7b-3 — 7b–3. Swap execution facilities
7 U.S.C. § 8 — Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals
7 U.S.C. § 9 — Exclusion of persons from privilege of “registered entities”; procedure for exclusion; review by court of appeals
7 U.S.C. § 9a — Assessment of money penalties
7 U.S.C. § 12 — Public disclosure
7 U.S.C. § 12a — Registration of commodity dealers and associated persons; regulation of registered entities
7 U.S.C. § 13 — Violations generally; punishment; costs of prosecution
7 U.S.C. § 13-1 — 13–1. Violations, prohibition against dealings in onion futures; punishment
7 U.S.C. § 13a-1 — 13a–1. Enjoining or restraining violations
7 U.S.C. § 13b — Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment; misdemeanor or felony; separate offenses
7 U.S.C. § 15 — Enforcement powers of Commission
7 U.S.C. § 16 — Commission operations
7 U.S.C. § 21 — Registered futures associations
7 U.S.C. § 24 — Regulations respecting commodity broker debtors; definitions
7 U.S.C. § 24a — Swap data repositories
7 U.S.C. § 25 — Private rights of action
7 U.S.C. § 26 — Commodity whistleblower incentives and protection
7 U.S.C. § 27 — Definitions
7 U.S.C. § 27a — Exclusion of identified banking products commonly offered on or before December 5, 2000
7 U.S.C. § 27f — Contract enforcement
7 U.S.C. § 2016 — Issuance and use of program benefits
7 U.S.C. § 3007 — Seniors farmers’ market nutrition program
7 U.S.C. § 6b–1 — Enforcement authority
7 U.S.C. § 7a–1 — Derivatives clearing organizations
7 U.S.C. § 7a–2 — Common provisions applicable to registered entities
7 U.S.C. § 7b–3 — Swap execution facilities
7 U.S.C. § 13–1 — Violations, prohibition against dealings in motion picture box office receipts or onion futures; punishment
7 U.S.C. § 13a–1 — Enjoining or restraining violations
12 U.S.C. § 371c–1 — Restrictions on transactions with affiliates
12 U.S.C. § 1701p–1 — Periodic report on residential mortgage delinquencies and foreclosures
12 U.S.C. § 1701p–2 — Default and foreclosure database
12 U.S.C. § 1701x–1 — Home inspection counseling
12 U.S.C. § 1701x–2 — Legal assistance for foreclosure-related issues
12 U.S.C. § 1715z–25 — Mortgage modification data collecting and reporting
12 U.S.C. § 1831o–1 — Source of strength
15 U.S.C. § 77b–1 — Swap agreements
15 U.S.C. § 77h–1 — Cease-and-desist proceedings
15 U.S.C. § 77z–2 — Application of safe harbor for forward-looking statements
15 U.S.C. § 77z–2a — Conflicts of interest relating to certain securitizations
15 U.S.C. § 78c–1 — Swap agreements
15 U.S.C. § 78c–2 — Securities-related derivatives
15 U.S.C. § 78c–3 — Clearing for security-based swaps
15 U.S.C. § 78c–4 — Security-based swap execution facilities
15 U.S.C. § 78c–5 — Segregation of assets held as collateral in security-based swap transactions
15 U.S.C. § 78d–4 — Additional duties of Inspector General
15 U.S.C. § 78d–5 — Deadline for completing enforcement investigations and compliance examinations and inspections
15 U.S.C. § 78d–6 — Report and certification of internal supervisory controls
15 U.S.C. § 78d–7 — Triennial report on personnel management
15 U.S.C. § 78d–8 — Annual financial controls audit
15 U.S.C. § 78d–9 — Report on oversight of national securities associations
15 U.S.C. § 78j–1 — Audit requirements
15 U.S.C. § 78j–2 — Position limits and position accountability for security-based swaps and large trader reporting
15 U.S.C. § 78j–3 — Compensation committees
15 U.S.C. § 78j–4 — Recovery of erroneously awarded compensation policy
15 U.S.C. § 78m–1 — Reporting and recordkeeping for certain security-based swaps
15 U.S.C. § 78m–2 — Reporting requirements regarding coal or other mine safety
15 U.S.C. § 78n–1 — Shareholder approval of executive compensation
15 U.S.C. § 78n–2 — Corporate governance
15 U.S.C. § 78o–3 — Registered securities associations
15 U.S.C. § 78o–4 — Municipal securities
15 U.S.C. § 78o–4a — Commission Office of Municipal Securities
15 U.S.C. § 78o–5 — Government securities brokers and dealers
15 U.S.C. § 78o–7 — Registration of nationally recognized statistical rating organizations
15 U.S.C. § 78o–8 — Universal ratings symbols
15 U.S.C. § 78o–9 — Study and rulemaking on assigned credit ratings
15 U.S.C. § 78o–10 — Registration and regulation of security-based swap dealers and major security-based swap participants
15 U.S.C. § 78o–11 — Credit risk retention
15 U.S.C. § 78q–1 — National system for clearance and settlement of securities transactions
15 U.S.C. § 78u–1 — Civil penalties for insider trading
15 U.S.C. § 78u–2 — Civil remedies in administrative proceedings
15 U.S.C. § 78u–3 — Cease-and-desist proceedings
15 U.S.C. § 78u–4 — Private securities litigation
15 U.S.C. § 78u–6 — Securities whistleblower incentives and protection
15 U.S.C. § 78u–7 — Implementation and transition provisions for whistleblower protection
15 U.S.C. § 78fff–3 — SIPC advances
15 U.S.C. § 80a–2 — Definitions; applicability; rulemaking considerations
15 U.S.C. § 80a–3 — Definition of investment company
15 U.S.C. § 80a–6 — Exemptions
15 U.S.C. § 80a–9 — Ineligibility of certain affiliated persons and underwriters
15 U.S.C. § 80a–12 — Functions and activities of investment companies
15 U.S.C. § 80a–17 — Transactions of certain affiliated persons and underwriters
15 U.S.C. § 80a–30 — Accounts and records
15 U.S.C. § 80a–35 — Breach of fiduciary duty
15 U.S.C. § 80a–37 — Rules, regulations, and orders
15 U.S.C. § 80a–41 — Enforcement of subchapter
15 U.S.C. § 80a–43 — Jurisdiction of offenses and suits
15 U.S.C. § 80a–47 — Liability of controlling persons; preventing compliance with subchapter
15 U.S.C. § 80a–49 — Construction with other laws
15 U.S.C. § 80a–60 — Capital structure
15 U.S.C. § 80b–2 — Definitions
15 U.S.C. § 80b–3 — Registration of investment advisers
15 U.S.C. § 80b–3a — State and Federal responsibilities
15 U.S.C. § 80b–4 — Reports by investment advisers
15 U.S.C. § 80b–5 — Investment advisory contracts
15 U.S.C. § 80b–6 — Prohibited transactions by investment advisers
15 U.S.C. § 80b–9 — Enforcement of subchapter
15 U.S.C. § 80b–10 — Disclosure of information by Commission
15 U.S.C. § 80b–11 — Rules, regulations, and orders of Commission
15 U.S.C. § 80b–13 — Court review of orders
15 U.S.C. § 80b–14 — Jurisdiction of offenses and suits
15 U.S.C. § 80b–18a — State regulation of investment advisers
15 U.S.C. § 80b–18b — Custody of client accounts
15 U.S.C. § 80b–18c — Rule of construction relating to the Commodities Exchange Act
15 U.S.C. § 1666i–2 — Additional limits on interest rate increases
15 U.S.C. § 1681c–1 — Identity theft prevention; fraud alerts and active duty alerts
15 U.S.C. § 1681c–2 — Block of information resulting from identity theft
15 U.S.C. § 1681s–2 — Responsibilities of furnishers of information to consumer reporting agencies
15 U.S.C. § 1691c–1 — Incentives for self-testing and self-correction
15 U.S.C. § 1691c–2 — Small business loan data collection
15 U.S.C. § 1693l–1 — General-use prepaid cards, gift certificates, and store gift cards
15 U.S.C. § 1693o–1 — Remittance transfers
15 U.S.C. § 1693o–2 — Reasonable fees and rules for payment card transactions
34 U.S.C. § 41501 — Financial institutions fraud task forces

Pay It Back Act

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