Securities Litigation Uniform Standards Act of 1998

Pub. L. 105–353

US Codex doesn’t hold the enacted text of this law — the public-law corpus runs from the 113th Congress (2013) onward. What it changed in the U.S. Code, reconstructed from the credit notes, is listed below.

52 sections of the Code credited to this law, found between Public Law 105-153 and Public Law 105-394.

• 15 U.S.C. § 77b — Definitions; promotion of efficiency, competition, and capital formation
• 15 U.S.C. § 77k — Civil liabilities on account of false registration statement
• 15 U.S.C. § 77m — Limitation of actions
• 15 U.S.C. § 77p — Additional remedies; limitation on remedies
• 15 U.S.C. § 77r — Exemption from State regulation of securities offerings
• 15 U.S.C. § 77v — Jurisdiction of offenses and suits
• 15 U.S.C. § 77z-1 — 77z–1. Private securities litigation
• 15 U.S.C. § 77z-2 — 77z–2. Application of safe harbor for forward-looking statements
• 15 U.S.C. § 77z-3 — 77z–3. General exemptive authority
• 15 U.S.C. § 77aa — Schedule of information required in registration statement
• 15 U.S.C. § 77ccc — Definitions
• 15 U.S.C. § 77ddd — Exempted securities and transactions
• 15 U.S.C. § 77mmm — Reports by indenture trustee
• 15 U.S.C. § 77sss — Rules, regulations, and orders
• 15 U.S.C. § 78c — Definitions and application
• 15 U.S.C. § 78d — Securities and Exchange Commission
• 15 U.S.C. § 78g — Margin requirements
• 15 U.S.C. § 78n — Proxies
• 15 U.S.C. § 78o — Registration and regulation of brokers and dealers
• 15 U.S.C. § 78o-4 — 78o–4. Municipal securities
• 15 U.S.C. § 78o-5 — 78o–5. Government securities brokers and dealers
• 15 U.S.C. § 78q — Records and reports
• 15 U.S.C. § 78s — Registration, responsibilities, and oversight of self-regulatory organizations
• 15 U.S.C. § 78t — Liability of controlling persons and persons who aid and abet violations
• 15 U.S.C. § 78u-4 — 78u–4. Private securities litigation
• 15 U.S.C. § 78z — Unlawful representations
• 15 U.S.C. § 78bb — Effect on existing law
• 15 U.S.C. § 78ee — Transaction fees
• 15 U.S.C. § 78kk — Authorization of appropriations
• 15 U.S.C. § 78ll — Requirements for the EDGAR system
• 15 U.S.C. § 80a-2 — 80a–2. Definitions; applicability; rulemaking considerations
• 15 U.S.C. § 80a-3 — 80a–3. Definition of investment company
• 15 U.S.C. § 80a-12 — 80a–12. Functions and activities of investment companies
• 15 U.S.C. § 80a-18 — 80a–18. Capital structure of investment companies
• 15 U.S.C. § 80a-29 — 80a–29. Reports and financial statements of investment companies and affiliated persons
• 15 U.S.C. § 80a-30 — 80a–30. Accounts and records
• 15 U.S.C. § 80b-3 — 80b–3. Registration of investment advisers
• 15 U.S.C. § 80b-18a — 80b–18a. State regulation of investment advisers
• 15 U.S.C. § 77z–1 — Private securities litigation
• 15 U.S.C. § 77z–2 — Application of safe harbor for forward-looking statements
• 15 U.S.C. § 77z–3 — General exemptive authority
• 15 U.S.C. § 78o–4 — Municipal securities
• 15 U.S.C. § 78o–5 — Government securities brokers and dealers
• 15 U.S.C. § 78u–4 — Private securities litigation
• 15 U.S.C. § 80a–2 — Definitions; applicability; rulemaking considerations
• 15 U.S.C. § 80a–3 — Definition of investment company
• 15 U.S.C. § 80a–12 — Functions and activities of investment companies
• 15 U.S.C. § 80a–18 — Capital structure of investment companies
• 15 U.S.C. § 80a–29 — Reports and financial statements of investment companies and affiliated persons
• 15 U.S.C. § 80a–30 — Accounts and records
• 15 U.S.C. § 80b–3 — Registration of investment advisers
• 15 U.S.C. § 80b–18a — State regulation of investment advisers