---
kind: "unit"
title: "13"
title_heading: "Business Credit and Assistance"
key: "chI/part107/subpartF"
level: "subpart"
label: "Subpart F"
heading: "Recordkeeping, Reporting, and Examination Requirements for Licensees"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/13/chI-part107-subpartF"
sections_count: 13
---

# Subpart F — Recordkeeping, Reporting, and Examination Requirements for Licensees

Title 13 C.F.R. — Business Credit and Assistance › Chapter I — Small Business Administration › Part 107 — Small Business Investment Companies

## Sections

- [§107.600. General requirement for Licensee to maintain and preserve records.](/cfr/13/107.600.md)
- [§107.610. Required certifications for Loans and Investments.](/cfr/13/107.610.md)
- [§107.620. Requirements to obtain information from Portfolio Concerns.](/cfr/13/107.620.md)
- [§107.630. Requirement for Licensees to file financial statements with SBA (Form 468).](/cfr/13/107.630.md)
- [§107.640. Requirement to file Portfolio Financing Reports (SBA Form 1031).](/cfr/13/107.640.md)
- [§107.650. Requirement to report portfolio valuations to SBA.](/cfr/13/107.650.md)
- [§107.660. Other items required to be filed by Licensee with SBA.](/cfr/13/107.660.md)
- [§107.665. Civil penalties.](/cfr/13/107.665.md)
- [§107.670. Application for exemption from civil penalty for late filing of reports.](/cfr/13/107.670.md)
- [§107.680. Reporting changes in Licensee not subject to prior SBA approval.](/cfr/13/107.680.md)
- [§107.690. Examinations.](/cfr/13/107.690.md)
- [§107.691. Responsibilities of Licensee during examination.](/cfr/13/107.691.md)
- [§107.692. Examination fees.](/cfr/13/107.692.md)